Our Clearing Firm

Quality service of your account

As part of our effort to provide you with quality service, our broker-dealer has an agreement with National Financial Services LLC in which National Financial Services LLC provides trade execution, clearing, and other related services for your brokerage account.

National Financial Serivces LLC

Established in 1983, National Financial Services LLC, a Fidelity Investments company, is one of the largest providers of brokerage services. As of September 30, 2012, National Financial Services LLC serviced 18 million accounts representing $2.5 trillion in assets.

About Fidelity Investments

Fidelity Investments is one of the world’s largest providers of financial services, with custodied assets of $3.8 trillion, including managed assets of $1.7 trillion as of September 30, 2012. The firm is one of the largest mutual fund companies in the United States, and a leading provider of workplace retirement savings plans.

The strength and reputation associated with Fidelity Investments is one of the many reasons we are pleased to be working with National Financial Services LLC. As a privately held business, Fidelity doesn’t have the distractions of a publicly held firm, so it can continue to focus on providing quality products and services that we can pass on to our customers.